29
Head compliance Jobs in Canada
BJRC RECRUITING-
TORONTO, ON, C6A
TOP MATCH
Our Client Is an independent wealth management firm that serves the needs of individuals, families, and foundations who want to build and preserve their wealth. Responsibilities Perform ongoing monitoring activities including the timely review of daily/weekly/...
150.000 - 200.000
-
RPMGLOBAL-
MISSISSAUGA, ON, C4W
Head of Legal & Compliance - Mississauga, ON - CA Job Category Administration Job's City Mississauga Job's State/Territory ON Find out how easily you can achieve at BSH Home ... & Compliance (Bilingual: English - French) Pay Range $150,000 - $200,000 Your responsibilities Head of Legal & Compliance, Canada advises management on a wide range of legal issues relating ...
CLOSING SOON
Head of Ethics & Compliance Awareness-MON18635 Description BOMBARDIER Bombardier is a global leader, creating innovative and game-changing planes. Our products and services ...
CI FINANCIAL CORP.-
CALGARY, AB, T2G
CLOSING SOON
... all outside business activities to Head Office Compliance, and only conduct activities for which they are registered for or have otherwise obtained approval from Head Office ... Compliance Monitor registered individuals during the initial 90-Day Training Program, the 6-month supervision period and during any periods of 'close supervision' as determined by Head ...
SMBC-
TORONTO, ON, M5R 1A6
REMOTECLOSING SOON
... reporting of Suspicious Transaction Reports (STRs). All STRs must be reviewed and approved by the Head of Compliance prior to their filing with FINTRAC. • Draft regulatory reports to OSFI ... , timely filing via Regulatory Reporting System (RRS) after obtaining written approval from the Head of Compliance. AML & Sanctions Operations Quality Assurance (QA) Responsibilities ...
... of equity, fixed income and derivative products on behalf of the desk heads and following up directly with traders and sales personnel. TFS acts as liaison between desk heads ... and compliance and provides support for the compliance functions locally. The Associate, TFS will monitor communications on Monitored Employees to ensure compliance against governing ...
NEW
... Compliance Heads, and Local AML Compliance to support the RCM and IRCA processes; Assess and review sanctions policies and procedures developed by global business units and/or local ...
... products are in full distribution based on store/head office compliance. Ensure product is rotated and check code dates to ensure no expired product is available for sale. Check pricing ...
CI FINANCIAL-
TORONTO, ONTARIO (ON), M3C
NEW
... to the UDP, the Head of Global Compliance, Wealth Management leadership, and the CIIS Board. Work closely with the VP, Enterprise of Compliance at CI Financial Corp. and the various ...
NUTRITION INTERNATIONAL-
OTTAWA ON
EASY APPLY
... to support Nutrition International (NI) process and quality improvement efforts at Country, Regional and Head office Grant and Compliance Management • Provide technical guidance ...
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Results 1-10 of 29